Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Delores? Claim Your ProfileDelores O'Connor has been in the financial services industry since December 1991. Delores has experience in various roles with multiple firms including Fidelity Personal AND Workplace Advisors, UBS Financial Services Inc., and Westport Resources Investment Services, Inc.. Delores is currently registered with Fidelity Personal AND Workplace Advisors in Missouri and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/21/2024 - Present
Fidelity Personal AND Workplace Advisors (WESTLAKE TX)
MO
12/19/2012 - 07/12/2021
FIDELITY BROKERAGE SERVICES LLC (ST. LOUIS MO)
CT
07/22/2011 - 12/12/2012
UBS FINANCIAL SERVICES INC. (WESTPORT CT)
CT
09/25/2006 - 09/01/2011
OBJECTIVE EQUITY, LLC (OLD LYME CT)
CA
05/05/2006 - 05/19/2006
INSTREAM PARTNERS LLC (SUNNYVALE CA)
MO
04/16/2002 - 04/25/2005
ROCKHOUSE SECURITIES LLC (ST. LOUIS MO)
TX
08/22/2001 - 04/15/2002
WESTPORT RESOURCES INVESTMENT SERVICES, INC. (FT. WORTH TX)
MO
05/12/1992 - 05/09/1995
BRIDGE TRADING COMPANY (ST. LOUIS MO)
CA
12/17/1991 - 01/30/1992
FIRST AFFILIATED SECURITIES, INC. (LA JOLLA CA)
BOTH
Issued 01/18/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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