Unclaimed
Delma Locke is a financial advisor who has been in the industry since November 28, 2014. Delma currently works with Nationwide Investment Services Corp., registered in the State of Ohio, and has a Series 6, Series 26, Series 63, and SIE licenses. Previously, Delma worked with NATIONWIDE SECURITIES, LLC from November 29, 2014, to June 20, 2023. Delma is registered to sell securities in Arkansas, Kentucky, Mississippi, Ohio, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
06/05/2023 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
OH
11/29/2014 - 06/20/2023
NATIONWIDE SECURITIES, LLC (COLUMBUS OH)
BC
Issued 12/18/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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