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Delma Locke

Nationwide Investment Services Corp.

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About Delma Locke

Delma Locke is a financial advisor who has been in the industry since November 28, 2014. Delma currently works with Nationwide Investment Services Corp., registered in the State of Ohio, and has a Series 6, Series 26, Series 63, and SIE licenses. Previously, Delma worked with NATIONWIDE SECURITIES, LLC from November 29, 2014, to June 20, 2023. Delma is registered to sell securities in Arkansas, Kentucky, Mississippi, Ohio, and Tennessee.

Firm Information

Delma Locke is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Delma Locke’s Registration & Firm History

OH

06/05/2023 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

OH

11/29/2014 - 06/20/2023

NATIONWIDE SECURITIES, LLC (COLUMBUS OH)

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Licenses & Designations

BC

Issued 12/18/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/15/2015

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Delma Locke.
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