Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Della? Claim Your ProfileDella Moody-davis is a registered investment advisor representative with UBS Financial Services Inc., with over 20 years of experience in the financial services industry. Della has been with UBS Financial Services Inc. since October 2011, and prior to that, she worked for firms such as MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., MML INVESTORS SERVICES, INC., METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY. Della holds FINRA Series 6, 7, 63, and 65 licenses. Della specializes in financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
10/14/2011 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
06/01/2009 - 10/26/2011
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
02/16/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
TX
05/12/2005 - 12/31/2006
MML INVESTORS SERVICES, INC. (HOUSTON TX)
MA
03/24/2003 - 05/17/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/24/2003 - 05/17/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 10/06/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/20/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Della Moody-davis is the right advisor for you? Invested Better is here to help.
