Unclaimed
Delilah Mardon Mahl is a registered representative with Nomura Securities International, Inc. with over 30 years of experience in the financial services industry. Delilah has previously held positions with Citigroup Global Markets Inc., Salomon Brothers Inc., Ladenburg, Thalmann & Co., Inc., Equitable Securities Corporation, Thomson Institutional Services Inc., and Alex. Brown & Sons Incorporated. Delilah Mahl is also registered in 52 states and holds Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
07/29/2022 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
06/21/1995 - 07/29/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/22/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
04/17/1995 - 06/16/1995
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
GA
04/05/1993 - 02/28/1995
EQUITABLE SECURITIES CORPORATION (ATLANTA GA)
NY
12/07/1992 - 04/17/1993
THOMSON INSTITUTIONAL SERVICES INC. (NEW YORK NY)
NA
11/18/1988 - 12/19/1990
ALEX. BROWN & SONS INCORPORATED
NY
09/20/1988 - 11/12/1988
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
BC
Issued 10/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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