Unclaimed
Delia Derby is a financial professional with experience in the industry. Delia has a Series 7TO, Series 63 and SIE. Delia is currently registered with National Financial Services LLC and was previously registered with FIDELITY BROKERAGE SERVICES LLC. Delia has a branch office location in Smithfield, RI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
02/24/2023 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
10/23/2021 - 01/09/2023
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 10/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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