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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Delia? Claim Your ProfileDelia Mellen is a financial advisor with Allspring Funds Management, LLC, located in Charlotte, NC. Delia has been in the financial services industry for over 20 years. Delia Mellen is registered with FINRA and holds a Series 6, Series 7, Series 8, Series 24, Series 63, and Series 66. Delia is also a Chartered Financial Analyst (CFA). Delia Mellen provides financial advice to individuals, businesses, and institutions. Delia Mellen is a registered Investment Advisor (IA) in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
06/10/2020 - Present
Allspring Funds Management, LLC (Charlotte NC)
NC
02/02/2015 - 01/23/2020
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
NY
04/15/2014 - 01/28/2015
BELLE HAVEN INVESTMENTS, L.P. (RYE BROOK NY)
CO
08/15/2008 - 04/17/2014
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MO
06/26/1998 - 02/17/2000
FFP SECURITIES, INC. (CHESTERFIELD MO)
RI
04/19/1991 - 07/11/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
09/09/1987 - 02/12/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
05/21/1987 - 08/11/1987
PUTNAM FINANCIAL SERVICES, INC.
BOTH
Issued 10/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/30/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2014
Series 7 - General Securities Representative Examination
BC
Issued 08/14/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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