Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Delia? Claim Your ProfileDelia Mcnicholas is a financial professional with over 4 years of experience in the industry. Delia is currently registered with Fidelity Brokerage Services LLC and holds Series 7, Series 99, and SIE licenses. Delia was previously registered with INGALLS & SNYDER, LLC, NORTHEAST SECURITIES, INC., and AEGIS CAPITAL CORP. Delia has a broad knowledge of the financial markets and is dedicated to providing her clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
07/28/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NY
05/01/2017 - 10/22/2019
INGALLS & SNYDER, LLC (NEW YORK NY)
NY
12/07/2015 - 04/21/2017
NORTHEAST SECURITIES, INC. (NEW YORK NY)
NY
01/24/2014 - 12/11/2015
AEGIS CAPITAL CORP. (NEW YORK NY)
BC
Issued 11/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2016
Series 7 - General Securities Representative Examination
BC
Issued 01/24/2014
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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