Unclaimed
Delfina Jasmin Avalos is a financial professional with over 5 years of experience in the financial industry. Delfina currently works at Vanguard Marketing Corp. as a Registered Representative and has been registered with FINRA since November 24, 2021. Delfina holds Series 6, 7TO, and SIE licenses and has been licensed in 53 states and the District of Columbia. Delfina was previously with MML Investors Services, LLC and MML Strategic Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
11/24/2021 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
05/31/2018 - 11/02/2021
MML INVESTORS SERVICES, LLC (PHOENIX AZ)
AZ
05/31/2018 - 06/16/2021
MML STRATEGIC DISTRIBUTORS, LLC (Phoenix AZ)
AZ
08/03/2016 - 11/09/2017
MML INVESTORS SERVICES, LLC (PHOENIX AZ)
AZ
08/03/2016 - 11/09/2017
MML STRATEGIC DISTRIBUTORS, LLC (Phoenix AZ)
BC
Issued 01/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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