Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Delbert? Claim Your ProfileDelbert Leonard Auxier is a financial advisor with over 20 years of experience in the industry. He is currently registered with D.a. Davidson & Co. in Denver, Colorado. Previously, Delbert worked with several firms including Robert W. Baird & Co. Incorporated, Brean Capital, LLC, Stifel, Nicolaus & Company, Incorporated and FTN Financial Securities Corp. He is a Series 7 and Series 63 licensed professional and holds the SIE and Series 79TO licenses. Delbert specializes in providing financial planning and investment advice to individuals, businesses and charitable organizations. He is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
07/06/2022 - Present
D.a. Davidson & Co. (DENVER CO)
TN
07/02/2019 - 05/06/2022
ROBERT W. BAIRD & CO. INCORPORATED (Memphis TN)
TN
01/04/2016 - 07/12/2019
BREAN CAPITAL, LLC (MEMPHIS TN)
TN
09/06/2012 - 11/25/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MEMPHIS TN)
TN
08/30/2011 - 06/22/2012
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
TN
05/17/2005 - 09/06/2011
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
05/02/2001 - 05/10/2005
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
NA
02/26/1987 - 07/11/1990
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
BC
Issued 05/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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