Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deirdre? Claim Your ProfileDeirdre Kowalski is a financial professional with over 27 years of experience in the industry. Deirdre is currently registered with Westcap Markets, LLC, Opportune Partners LLC, Rockefeller Financial LLC, Linden Thomas AND Co. Securities, LLC, Rubicon Capital Advisors, Clarion Partners Securities, LLC, and Chaffe Securities, Inc. Deirdre has held prior positions at Global Pacific Securities US, Inc., REDBRIDGE GLOBAL MARKETS, LLC, TCM BD, LLC, LOCKTON RE CAPITAL MARKETS, LLC, AEL FINANCIAL SERVICES, LLC, EIGHT PINES SECURITIES LLC, LOCKTON INVESTMENT SECURITIES, LLC, LIQUIDLY IAS, LLC, ORACLE CAPITAL SECURITIES, LLC, STILLPOINT CAPITAL, LLC, MIRABELLA US, LLC, VERIT ADVISORS CAPITAL MARKETS LLC, SIKICH CORPORATE FINANCE LLC, ENERGY HUNTER SECURITIES, INC., BIC DISTRIBUTORS, LLC, VESTECH SECURITIES, INC., OAKBRIDGE FINANCIAL SERVICES, MIP GLOBAL, INC., GCP SECURITIES, INC., PRIORITY CAPITAL INVESTMENTS, LLC, WM. H. MURPHY & CO., INC., FIRST AVANTUS SECURITIES, INC., BLUEBONNET SECURITIES, INC., DALLAS RESEARCH & TRADING, INC., R. G. DICKINSON & CO., INDEPENDENT INVESTMENT BROKERS OF AMERICA, ADAMS SECURITIES, INC., SWINK & COMPANY, INC., and FIRST INVESTORS CORPORATION. Deirdre holds FINRA Series 4, 6, 7, 14, 24, 27, 52TO, 53, 63, 79, 99TO, and SIE licenses. Deirdre is also licensed to offer financial services in California, Louisiana, Massachusetts, New Hampshire, New York, North Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
01/30/2024 - Present
Westcap Markets, LLC (RYE BEACH NH)
NY
02/06/2024 - 07/05/2024
GLOBAL PACIFIC SECURITIES US, INC. (NEW YORK NY)
TX
08/01/2023 - 03/28/2024
REDBRIDGE GLOBAL MARKETS, LLC (HOUSTON TX)
TX
07/21/2022 - 10/09/2023
TCM BD, LLC (The Woodlands TX)
NY
07/25/2023 - 09/01/2023
LOCKTON RE CAPITAL MARKETS, LLC (NEW YORK NY)
NC
12/20/2019 - 11/22/2022
AEL FINANCIAL SERVICES, LLC (Charlotte NC)
TX
09/28/2017 - 03/31/2022
EIGHT PINES SECURITIES LLC (HOUSTON TX)
MO
04/21/2015 - 01/20/2022
LOCKTON INVESTMENT SECURITIES, LLC (KANSAS CITY MO)
TX
01/02/2020 - 05/05/2021
LIQUIDLY IAS, LLC (THE WOODLANDS TX)
AZ
04/10/2012 - 02/10/2020
ORACLE CAPITAL SECURITIES, LLC (TUCSON AZ)
FL
10/05/2018 - 04/03/2019
STILLPOINT CAPITAL, LLC (TAMPA FL)
CA
11/29/2018 - 01/08/2019
MIRABELLA US, LLC (SAN FRANCISCO CA)
IL
02/08/2016 - 11/01/2018
VERIT ADVISORS CAPITAL MARKETS LLC (CHICAGO IL)
IL
09/16/2015 - 09/20/2018
SIKICH CORPORATE FINANCE LLC (NAPERVILLE IL)
FL
01/23/2012 - 08/03/2018
STILLPOINT CAPITAL, LLC (TAMPA FL)
TX
09/22/2017 - 09/28/2017
EIGHT PINES SECURITIES LLC (HOUSTON TX)
AZ
07/06/2011 - 08/28/2017
BIC DISTRIBUTORS, LLC (PHOENIX AZ)
MO
08/16/2013 - 03/03/2016
VESTECH SECURITIES, INC. (ST. LOUIS MO)
MO
12/15/2015 - 02/29/2016
OAKBRIDGE FINANCIAL SERVICES (KIRKWOOD MO)
PR
11/18/2013 - 07/01/2015
MIP GLOBAL, INC. (SAN JUAN PR)
TX
12/16/2011 - 09/26/2014
ENERGY HUNTER SECURITIES, INC. (HOUSTON TX)
AZ
07/08/2010 - 08/23/2010
BIC DISTRIBUTORS, LLC (PHOENIX AZ)
TX
05/18/2010 - 08/23/2010
GCP SECURITIES, INC. (HOUSTON TX)
TX
12/16/2009 - 08/23/2010
PRIORITY CAPITAL INVESTMENTS, LLC (MAGNOLIA TX)
TX
03/09/2009 - 08/18/2010
WM. H. MURPHY & CO., INC. (HOUSTON TX)
TX
03/15/1996 - 08/22/2003
FIRST AVANTUS SECURITIES, INC. (AUSTIN TX)
NA
05/16/1995 - 03/27/1996
BLUEBONNET SECURITIES, INC.
TX
12/05/1991 - 06/14/1995
DALLAS RESEARCH & TRADING, INC. (DALLAS TX)
IA
04/22/1989 - 12/20/1989
R. G. DICKINSON & CO. (DES MOINES IA)
NA
08/01/1988 - 06/09/1989
INDEPENDENT INVESTMENT BROKERS OF AMERICA
NA
01/06/1989 - 02/15/1989
ADAMS SECURITIES, INC.
NA
06/09/1987 - 03/29/1988
SWINK & COMPANY, INC.
NA
05/03/1985 - 10/02/1985
FIRST INVESTORS CORPORATION
BC
Issued 06/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/23/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/10/2009
Series 4 - Registered Options Principal Examination
BC
Issued 05/18/2009
Series 24 - General Securities Principal Examination
BC
Issued 03/06/2009
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/12/2009
Series 7 - General Securities Representative Examination
BC
Issued 05/01/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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