Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deirdre? Claim Your ProfileDeirdre Holland is a financial advisor currently registered with J.P. Morgan Securities LLC. Deirdre is licensed in 53 states and has been in the industry since 1985. Deirdre has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Dean Witter Reynolds Inc. Deirdre has passed the Uniform Securities Agent State Law Examination (Series 63) in 1985 and the Uniform Combined State Law Examination (Series 66) in 2011. Deirdre also has multiple principal and product exams, including the Series 3, 7, 8, 9, 10, 31 and SIE. Deirdre specializes in providing financial planning, pension consulting, and portfolio management services to individuals, corporations and other businesses. Deirdre is also registered as an investment advisor in Connecticut, New York, Ohio, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CT
06/06/2014 - Present
J.p. Morgan Securities LLC (Southport CT)
NY
08/16/2012 - 09/18/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WHITE PLAINS NY)
CT
06/01/2009 - 08/08/2012
MORGAN STANLEY SMITH BARNEY (RIDGEFIELD CT)
NY
02/12/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PURCHASE NY)
NY
09/19/2000 - 10/03/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/17/1996 - 09/27/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
06/20/1984 - 04/21/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 07/31/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/26/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2006
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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