Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deidre? Claim Your ProfileDeidre Caldwell is a financial advisor with Janney Montgomery Scott LLC, a firm that manages over $85 billion in assets. Deidre has been working in the financial industry since 1988 and has experience with a variety of clients, including individuals, families, corporations, and charitable organizations. Deidre is registered in 35 states and is licensed to offer a wide range of financial products and services, including financial planning, investment management, and retirement planning. Deidre is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NC
11/15/2024 - Present
Janney Montgomery Scott LLC (CHARLOTTE NC)
NC
03/10/2005 - 04/11/2014
RBC CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
06/15/2002 - 03/14/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
10/13/1994 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
WI
06/22/1988 - 10/12/1994
INVEST FINANCIAL CORPORATION (APPLETON WI)
BOTH
Issued 02/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/1988
Series 4 - Registered Options Principal Examination
BC
Issued 08/02/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Deidre Caldwell is the right advisor for you? Invested Better is here to help.
