Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deidre? Claim Your ProfileDeidre Alayne Anderson is a financial advisor at UBS Financial Services Inc. Deidre has been in the industry since 1995 and has been registered with UBS Financial Services Inc. since 2009. Before joining UBS Financial Services Inc., Deidre worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and BNB Capital, Inc. Deidre has a Series 63, Series 28, and Series 7 license and has been registered in California, Florida, Nevada, and Texas. Deidre specializes in working with individuals, high-net-worth individuals, corporations and other businesses, pension and profit-sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
02/20/2009 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
06/13/2001 - 02/23/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
04/26/1999 - 05/22/2001
BNB CAPITAL, INC. (HOUSTON TX)
NY
04/27/1995 - 02/24/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/05/1993 - 03/31/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 10/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/1999
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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