Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deerl? Claim Your ProfileDeerl Gene Brock is a registered representative with Fidelity Brokerage Services LLC. Deerl Gene has been in the securities industry since 2022. Deerl Gene Brock is registered to sell securities in 53 states. Deerl Gene is a Series 7, Series 9, Series 10, and Series 63 licensed professional. Deerl Gene Brock has a Branch Office in Covington, Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
01/29/2022 - Present
Fidelity Brokerage Services LLC (WALTON KY)
BC
Issued 02/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/13/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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