Unclaimed
Deepika Dayal is a registered representative with Natwest Markets Securities Inc. Deepika is licensed in 49 states and the District of Columbia, and she holds the Series 7TO, SIE, and Series 63 licenses. Deepika's primary business focus is on providing investment advice and securities transactions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/17/2023 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
BC
Issued 06/26/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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