Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deepen? Claim Your ProfileDeepen Arvind Modi is a financial advisor with over 20 years of experience in the industry. Deepen has worked with a variety of firms, including Bear, Stearns & Co. Inc., Prudential Securities Incorporated, Salomon Grey Financial Corporation, and most recently, Independent Financial Group, LLC. Deepen is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Deepen holds a Series 65 license, and the Series 31 exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
07/08/2020 - Present
Independent Financial Group, LLC (Glenview IL)
IL
03/03/2006 - 02/23/2015
FIRST MIDWEST SECURITIES, INC. (NORTHBROOK IL)
TX
02/28/2006 - 03/02/2006
SECURITRADE CORPORATION (IRVING TX)
IL
04/21/2005 - 02/27/2006
SALOMON GREY FINANCIAL CORPORATION (NORTHBROOK IL)
NY
10/01/2001 - 04/01/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
01/26/1995 - 09/21/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 02/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 01/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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