Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deepak? Claim Your ProfileDeepak Shenoy is a financial professional with over 5 years of experience in the industry. Deepak is currently registered with Nuveen Securities, LLC and previously worked with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and AXA ADVISORS, LLC. Deepak holds a Series 26, Series 6 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/10/2022 - Present
Nuveen Securities, LLC (CHARLOTTE NC)
NC
01/27/2020 - 10/08/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
01/04/2014 - 04/20/2018
AXA ADVISORS, LLC (CHARLOTTE NC)
BC
Issued 01/13/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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