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Deepak Nervanda Appaya

ON Investment Management Co.

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About Deepak Nervanda Appaya

Deepak Nervanda Appaya is a financial advisor with On Investment Management Co. Deepak has been working in the industry since 1986 and has worked for several firms, including New England Securities, Buckman, Buckman & Reid, Inc., and Park Avenue Securities LLC. Deepak is currently registered with the Financial Industry Regulatory Authority (FINRA) and the state of New Jersey. Deepak is a licensed agent in Georgia, New Jersey, New York, Ohio, Pennsylvania, and Texas.

Firm Information

Deepak Appaya is currently registered with ON Investment Management Co.. ON Investment Management Co. is an investment advisor registered with the SEC with its main office in Cincinnati, Ohio. The firm has 206 licensed agents and manages approximately $2.2 billion in regulatory assets under management for individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm offers financial planning, portfolio management, and other advisory services.
ON Investment Management Co.

ONE FINANCIAL WAY

CINCINNATI, OH 45242

$2.20B

Assets Under Management

275

Total Clients

196

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet

Morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Deepak Appaya’s Registration & Firm History

NJ

04/17/2023 - Present

ON Investment Management Co. (Robbinsville NJ)

NY

02/07/2023 - 04/13/2023

CHELSEA FINANCIAL SERVICES (STATEN ISLAND NY)

NJ

04/11/2011 - 02/16/2023

THE O.N. EQUITY SALES COMPANY (ROBBINSVILLE NJ)

NJ

06/15/2009 - 03/09/2011

NEW ENGLAND SECURITIES (ISELIN NJ)

NJ

05/20/2003 - 06/16/2009

BUCKMAN, BUCKMAN & REID, INC. (SHREWSBURY NJ)

NY

07/20/2001 - 04/30/2003

NEW ENGLAND SECURITIES (NEW YORK NY)

NY

01/11/2001 - 08/16/2001

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NY

06/28/1999 - 12/12/2000

NYLIFE SECURITIES INC. (NEW YORK NY)

MA

04/24/1986 - 06/01/1999

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

04/24/1986 - 06/01/1999

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/20/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/22/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/26/2001

Series 7 - General Securities Representative Examination

BC

Issued 04/23/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Deepak Nervanda Appaya.
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