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Deepak Mathivanan

Cantor Fitzgerald & Co.

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About Deepak Mathivanan

Deepak Mathivanan is a financial professional with over 12 years of experience in the financial industry. Deepak has a broad range of experience, having worked at firms such as Deutsche Bank Securities Inc., Susquehanna Financial Group, LLLP, Barclays Capital Inc., Wolfe Research Securities, and now at Cantor Fitzgerald & Co.. Deepak holds a Series 7, Series 63, Series 86, Series 87 and Series 24 licenses. Deepak is currently registered with the state of California.

Firm Information

Deepak Mathivanan is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Deepak Mathivanan’s Registration & Firm History

CA

06/26/2024 - Present

Cantor Fitzgerald & Co. (SAN FRANCISCO CA)

NY

03/02/2021 - 07/18/2024

WOLFE RESEARCH SECURITIES (NEW YORK NY)

CA

12/09/2016 - 03/18/2021

BARCLAYS CAPITAL INC. (SAN FRANCISCO CA)

CA

05/20/2013 - 12/08/2016

DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)

CA

03/13/2012 - 05/21/2013

SUSQUEHANNA FINANCIAL GROUP, LLLP (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 03/22/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/17/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/09/2012

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/02/2012

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/12/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Deepak Mathivanan.
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