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Deep Ajaykumar Patel

Robinhood Financial, LLC

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About Deep Ajaykumar Patel

Deep Patel is a financial advisor who has been in the industry since November 26, 2022. Deep Patel is currently registered with Robinhood Financial, LLC and has a Series 7TO, Series 63, and Series 24 license. Deep Patel is registered in 53 states and is a general securities representative. Prior to joining Robinhood Financial, LLC, Deep Patel was employed at TD Ameritrade, INC.

Firm Information

Deep Patel is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Deep Patel’s Registration & Firm History

FL

04/18/2023 - Present

Robinhood Financial, LLC (Lake Mary FL)

TX

01/14/2022 - 06/04/2022

TD AMERITRADE, INC. (Southlake TX)

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Licenses & Designations

BC

Issued 01/26/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2024

Series 24 - General Securities Principal Examination

BC

Issued 01/14/2022

Series 7TO - General Securities Representative Examination

BC

Issued 11/17/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Deep Ajaykumar Patel.
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