Unclaimed
Deena J. Espinosa is a financial professional with over 20 years of experience in the industry. Deena Espinosa has a broad range of experience, having previously worked for firms like Wachovia Securities, LLC and First Union Brokerage Services, Inc. Deena Espinosa is currently registered with Cetera Investment Services LLC and holds FINRA Series 6, 7, 24, and 63 licenses. Deena Espinosa is also registered in Florida and Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/10/2014 - Present
Cetera Investment Services LLC (ORLANDO FL)
FL
10/16/2000 - 04/17/2006
WACHOVIA SECURITIES, LLC (ORLANDO FL)
NC
12/06/1993 - 12/06/1998
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 04/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/03/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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