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Deena E Penn

Prudential Annuities Distributors, Inc.

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About Deena E Penn

Deena Penn is a financial professional with over 14 years of experience in the industry. Deena is currently registered with Prudential Annuities Distributors, Inc. Deena has successfully completed the Series 6 and Securities Industry Essentials exams. Deena has a branch office located in Shelton, Connecticut.

Firm Information

Deena Penn is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Deena Penn’s Registration & Firm History

CT

07/17/2008 - Present

Prudential Annuities Distributors, Inc. (Shelton CT)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Deena E Penn. Review regulatory record here.
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