Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deena? Claim Your ProfileDeena Carolina Bortscheller is a registered representative with Principal Securities, Inc. located in SEATTLE, WA. Deena Bortscheller has been in the industry since August 1994 and is registered in 49 states. Deena Bortscheller is a Series 6, 7, 26, 63, and 66 licensed professional. Deena Bortscheller is also a registered Investment Advisor Representative in Washington. Deena Bortscheller has been a registered representative with Principal Securities, Inc. since March 2016. Deena Bortscheller has previously worked with VANGUARD MARKETING CORPORATION in Scottsdale, AZ. Deena Bortscheller has worked in the financial services industry for over 29 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
WA
01/15/2016 - Present
Principal Securities, Inc. (SEATTLE WA)
AZ
08/13/2004 - 04/13/2007
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 05/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/12/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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