Unclaimed
Deeann Crowdy is a registered representative with Axos Clearing LLC. Deeann has been in the securities industry since February 8, 1998. Deeann holds the Series 7, Series 63, Series 99TO, and SIE licenses. Deeann is registered in Nebraska. Deeann was previously registered with A.G. Edwards & Sons, Inc., D.A. Davidson & Co., and Kirkpatrick, Pettis, Smith, Polian Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
03/15/2007 - Present
Axos Clearing LLC (Omaha NE)
NE
04/19/2006 - 03/12/2007
A. G. EDWARDS & SONS, INC. (OMAHA NE)
NE
01/01/2005 - 03/17/2006
D.A. DAVIDSON & CO. (OMAHA NE)
NE
01/06/1998 - 01/01/2005
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
BC
Issued 10/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Deeann Crowdy is the right advisor for you? Invested Better is here to help.