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Dee Marie Oneill

Raymond James Financial Services, Inc.

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About Dee Marie Oneill

Dee Marie Oneill is a financial advisor currently registered with Raymond James Financial Services, Inc.. Dee is also a registered representative of Raymond James & Associates, Inc., a member firm of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Dee has been in the financial industry since April 15, 1994.

Firm Information

Dee Oneill is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dee Oneill’s Registration & Firm History

FL

03/25/2020 - Present

Raymond James Financial Services, Inc. (ST PETERSBURG FL)

NC

10/23/2009 - 03/09/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)

NC

07/12/1999 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)

CA

01/01/1996 - 07/12/1999

BA INVESTMENT SERVICES, INC. (OAKLAND CA)

NA

12/08/1987 - 08/29/1988

FINANCIAL SERVICES & INVESTMENT CORPORATION

NA

08/16/1985 - 12/19/1985

USLIFE EQUITY SALES CORP.

NA

12/17/1984 - 08/19/1985

NORTH AMERICAN INVESTMENT CORP.

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Licenses & Designations

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/07/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/1995

Series 7 - General Securities Representative Examination

BC

Issued 12/14/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dee Marie Oneill.
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