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Declan Patrick Kelley

Mizuho Securities USA LLC

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About Declan Patrick Kelley

Declan Patrick Kelley is a financial advisor with Mizuho Securities USA LLC. Declan has been in the industry since November 30, 2022 and is licensed in all 50 states and the District of Columbia. Prior to joining Mizuho Securities, Declan worked at ROTH CAPITAL PARTNERS, LLC and MKM PARTNERS LLC. Declan is a Series 7, 63, 86, 87, and SIE licensed professional.

Firm Information

Declan Kelley is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Declan Kelley’s Registration & Firm History

NY

11/21/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

CT

01/31/2023 - 11/21/2023

ROTH CAPITAL PARTNERS, LLC (STAMFORD CT)

CT

12/01/2022 - 01/31/2023

MKM PARTNERS LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 12/15/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/06/2024

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 07/07/2023

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/01/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/18/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Declan Patrick Kelley.
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