Unclaimed
Declan Shea is a registered representative with TD Securities (USA) LLC, a firm that is not currently registered with the SEC as an investment advisor. Declan has been in the securities industry since June 21, 2001. Declan's previous employers include J.P. Morgan Securities LLC, and J.P. Morgan Securities Inc. Declan has passed the Series 7, Series 63, Series 79TO and SIE examinations. Declan is registered with the Financial Industry Regulatory Authority (FINRA) and in all 52 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/29/2019 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
10/01/2008 - 09/21/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
08/16/2000 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 01/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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