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Declan G Shea

TD Securities (usa) LLC

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About Declan G Shea

Declan Shea is a registered representative with TD Securities (USA) LLC, a firm that is not currently registered with the SEC as an investment advisor. Declan has been in the securities industry since June 21, 2001. Declan's previous employers include J.P. Morgan Securities LLC, and J.P. Morgan Securities Inc. Declan has passed the Series 7, Series 63, Series 79TO and SIE examinations. Declan is registered with the Financial Industry Regulatory Authority (FINRA) and in all 52 states and Puerto Rico.

Firm Information

Declan Shea is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Declan Shea’s Registration & Firm History

NY

07/29/2019 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

10/01/2008 - 09/21/2018

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

08/16/2000 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/27/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/21/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Declan G Shea.
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