Unclaimed
Debra Nygaard is a financial advisor with Stifel, Nicolaus & Company, Inc. Debra has been in the securities industry since December 31, 1986. Debra holds a Series 7, Series 63 and Series 65 securities licenses. Debra is registered to offer securities and investment advisory services in Arizona, California, Colorado, Connecticut, Florida, Idaho, Nevada, Tennessee, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/30/2016 - Present
Stifel, Nicolaus & Company, Inc. (WALNUT CREEK CA)
CA
07/20/2007 - 07/06/2016
WELLS FARGO ADVISORS, LLC (LAFAYETTE CA)
CA
01/21/1998 - 08/02/2007
CITIGROUP GLOBAL MARKETS INC. (WALNUT CREEK CA)
NY
12/26/1986 - 01/14/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 07/15/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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