Unclaimed
Debra Shapiro is a financial professional with over 17 years of experience in the industry. Debra is currently registered with BNP Paribas Securities Corp. in New Jersey and New York. Debra has held previous roles at Deutsche Bank Securities Inc., SG Americas Securities, LLC, Barclays Capital Inc. and Citigroup Global Markets Inc. Debra has passed the Series 7, Series 63, Series 79TO, Series 99TO and SIE exams. Debra's experience and qualifications demonstrate a commitment to providing comprehensive financial advice and services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/22/2015 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NY
01/07/2013 - 12/23/2013
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
02/19/2010 - 11/15/2012
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
03/22/2007 - 10/16/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/24/2002 - 03/29/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 04/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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