Unclaimed
Debra S. Smith is a financial professional with experience in the industry since 2012. Debra is currently registered with Cambridge Investment Research, Inc. in Fairfield, IA and previously worked with Broker Dealer Financial Services Corp. in West Des Moines, IA. Debra holds the Series 99 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
10/20/2018 - Present
Cambridge Investment Research, Inc. (FAIRFIELD IA)
IA
09/14/2012 - 10/20/2018
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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