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Debra S Smith

Cambridge Investment Research, Inc.

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About Debra S Smith

Debra S. Smith is a financial professional with experience in the industry since 2012. Debra is currently registered with Cambridge Investment Research, Inc. in Fairfield, IA and previously worked with Broker Dealer Financial Services Corp. in West Des Moines, IA. Debra holds the Series 99 and SIE exams.

Firm Information

Debra Smith is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Debra Smith’s Registration & Firm History

IA

10/20/2018 - Present

Cambridge Investment Research, Inc. (FAIRFIELD IA)

IA

09/14/2012 - 10/20/2018

BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Debra S Smith.
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