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Debra Lynn Stultz

Raymond James Financial Services, Inc.

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About Debra Lynn Stultz

Debra Lynn Stultz is a financial advisor who has been in the industry since 1997. Debra is currently registered with Raymond James Financial Services, Inc. and has been with them since November 2017. Previously, Debra worked for RAYMOND JAMES & ASSOCIATES, INC., MORGAN KEEGAN & COMPANY, INC., AMSOUTH INVESTMENT SERVICES, INC., A. G. EDWARDS & SONS, INC., PRUDENTIAL SECURITIES INCORPORATED, SALOMON SMITH BARNEY INC., GEORGE K. BAUM & COMPANY, and MCDONALD & COMPANY SECURITIES, INC. Debra holds the Series 63, Series 7, Series 9, Series 10, and SIE licenses and is registered in Florida.

Firm Information

Debra Stultz is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Debra Stultz’s Registration & Firm History

FL

11/17/2017 - Present

Raymond James Financial Services, Inc. (ST PETERSBURG FL)

FL

02/13/2013 - 11/07/2017

RAYMOND JAMES & ASSOCIATES, INC. (TAMPA FL)

FL

02/13/2007 - 02/13/2013

MORGAN KEEGAN & COMPANY, INC. (SARASOTA FL)

FL

08/25/2005 - 02/13/2007

AMSOUTH INVESTMENT SERVICES, INC. (TAMPA FL)

MO

10/25/2001 - 07/25/2005

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NY

10/07/2000 - 07/09/2001

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

02/02/2000 - 10/05/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

MO

06/09/1998 - 08/23/1999

GEORGE K. BAUM & COMPANY (KANSAS CITY MO)

OH

02/14/1989 - 10/18/1990

MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)

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Licenses & Designations

BC

Issued 07/06/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/18/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/29/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Debra Lynn Stultz. Review regulatory record here.
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