Unclaimed
Debra Lue Anthony is a registered representative with Piper Sandler & Co. Debra has been in the industry since September 2, 1989 and has been with Piper Sandler & Co. since November 24, 1999. Debra holds the Series 7, Series 9, Series 10, Series 24, Series 63, Series 99TO, and SIE licenses and is registered in Minnesota. Prior to joining Piper Sandler & Co., Debra was associated with JOHN G. KINNARD AND COMPANY, INCORPORATED and DAIN RAUSCHER INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
11/24/1999 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
MN
04/20/1998 - 11/16/1999
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
NY
03/02/1998 - 04/14/1998
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
08/22/1989 - 03/02/1998
DAIN RAUSCHER INCORPORATED
BC
Issued 08/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/06/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/03/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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