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Debra Louise Pipines

ERG Securities (us) LLC

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About Debra Louise Pipines

Debra Pipines is a financial professional with over 30 years of experience in the financial services industry. Debra currently works as a Registered Representative at ERG Securities (us) LLC in Norwalk, CT. Debra previously worked at Deutsche Bank Securities Inc., BT Alex. Brown Incorporated, Dinner Key Advisors Incorporated and Salomon Brothers Inc. Debra holds the Series 3, 7, 24, 28, 63, SIE and 99TO licenses. Debra is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC).

Firm Information

Debra Pipines is currently registered with ERG Securities (us) LLC. ERG Securities (us) LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in 15 states.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Debra Pipines’s Registration & Firm History

CT

11/12/2002 - Present

ERG Securities (us) LLC (Norwalk CT)

NY

06/07/1999 - 07/28/2000

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

05/15/1997 - 06/07/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NA

12/01/1995 - 09/17/1996

DINNER KEY ADVISORS INCORPORATED

NY

05/27/1986 - 11/20/1995

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/27/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/12/2002

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 09/14/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/1988

Series 3 - National Commodity Futures Examination

BC

Issued 05/24/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Debra Louise Pipines.
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