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Debra Lee Schnepp

Purshe Kaplan Sterling Investments

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About Debra Lee Schnepp

Debra Schnepp has been in the financial services industry since January 1, 1985. She is currently registered with Purshe Kaplan Sterling Investments in Orland Park, Illinois. Debra has previously worked at LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC., UBS FINANCIAL SERVICES INC., PIPER JAFFRAY & CO., LEHMAN BROTHERS INC., SG COWEN SECURITIES CORPORATION, COWEN & CO., PRUDENTIAL SECURITIES INCORPORATED, and RODMAN & RENSHAW INC.

Firm Information

Debra Schnepp is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Debra Schnepp’s Registration & Firm History

IL

01/02/2018 - Present

Purshe Kaplan Sterling Investments (Orland Park IL)

IL

01/25/2017 - 12/31/2017

LPL FINANCIAL LLC (ORLAND PARK IL)

IL

05/11/2007 - 11/02/2016

CHARLES SCHWAB & CO., INC. (ORLAND PARK IL)

NJ

08/12/2006 - 11/29/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

IL

02/13/2002 - 08/12/2006

PIPER JAFFRAY & CO. (CHICAGO IL)

NY

02/14/2001 - 10/01/2001

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

07/01/1998 - 10/19/2000

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

04/29/1996 - 07/01/1998

COWEN & CO. (NEW YORK NY)

NY

10/04/1995 - 03/21/1996

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

IL

06/22/1983 - 09/08/1995

RODMAN & RENSHAW INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 07/15/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/06/2012

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/11/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Debra Lee Schnepp.
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