Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Debra? Claim Your ProfileDebra Lawson is a financial advisor who has been in the industry since 1998. Debra is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has a total of 39 state registrations. Debra has earned the Series 7, Series 31, Series 63 and Series 66 licenses. Debra has worked at Merrill Lynch, Pierce, Fenner & Smith Inc. since 2012 and previously worked at Charles Schwab & Co., Inc. and Morgan Stanley DW Inc. Debra specializes in providing advisory services for individuals, businesses and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/07/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STOCKTON CA)
CA
10/27/2008 - 09/24/2012
CHARLES SCHWAB & CO., INC. (STOCKTON CA)
NY
08/10/1993 - 03/15/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1995
Series 31 - Futures Managed Funds Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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