Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Debra? Claim Your ProfileDebra Gardner is a financial advisor with Wells Fargo Clearing Services, LLC. Debra has been in the industry since 2003 and holds Series 6, 7, and 66 licenses, as well as the SIE exam. Debra's experience includes previous roles with J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION, and RED CAPITAL MARKETS, INC. Debra is registered to provide investment advice in 45 states and provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/25/2017 - Present
Wells Fargo Clearing Services, LLC (KETTERING OH)
OH
10/01/2008 - 05/02/2014
J.P. MORGAN SECURITIES LLC (DAYTON OH)
OH
11/03/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (DAYTON OH)
OH
07/06/2005 - 11/14/2006
CHASE INVESTMENT SERVICES CORP. (DAYTON OH)
IL
09/28/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
02/17/2003 - 09/15/2004
RED CAPITAL MARKETS, INC. (COLUMBUS OH)
BOTH
Issued 02/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/14/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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