Unclaimed
Debra Hernesh is a financial professional with over 24 years of experience in the financial services industry. Debra is currently registered with Principal Securities, Inc. in DES MOINES, IA. Previously, Debra was registered with Mutual of Omaha Investor Services, Inc. in OMAHA, NE, Prudential Annuities Distributors, Inc in SHELTON, CT, Prudential Investment Management Services LLC in NEWARK, NJ, PRUCO SECURITIES, LLC. in NEWARK, NJ, CITIGROUP GLOBAL MARKETS INC. in NEW YORK, NY, CALYON SECURITIES (USA) INC in NEW YORK, NY, CREDIT LYONNAIS SECURITIES (USA), INC. in NEW YORK, NY, JULIUS BAER SECURITIES INC. in NEW YORK, NY and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in NEW YORK, NY. Debra holds the Series 63, Series 65, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
10/18/2023 - Present
Principal Securities, Inc. (DES MOINES IA)
NE
02/09/2022 - 11/21/2022
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
CT
11/17/2011 - 10/01/2020
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
NJ
11/17/2011 - 10/01/2020
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
07/09/2009 - 10/01/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
11/21/2005 - 06/25/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/29/2004 - 10/17/2005
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
01/22/2004 - 04/29/2004
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
NY
05/30/2003 - 01/23/2004
JULIUS BAER SECURITIES INC. (NEW YORK NY)
NY
02/27/1996 - 02/24/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/27/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/01/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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