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Debra Jill Hernesh

Principal Securities, Inc.

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About Debra Jill Hernesh

Debra Hernesh is a financial professional with over 24 years of experience in the financial services industry. Debra is currently registered with Principal Securities, Inc. in DES MOINES, IA. Previously, Debra was registered with Mutual of Omaha Investor Services, Inc. in OMAHA, NE, Prudential Annuities Distributors, Inc in SHELTON, CT, Prudential Investment Management Services LLC in NEWARK, NJ, PRUCO SECURITIES, LLC. in NEWARK, NJ, CITIGROUP GLOBAL MARKETS INC. in NEW YORK, NY, CALYON SECURITIES (USA) INC in NEW YORK, NY, CREDIT LYONNAIS SECURITIES (USA), INC. in NEW YORK, NY, JULIUS BAER SECURITIES INC. in NEW YORK, NY and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in NEW YORK, NY. Debra holds the Series 63, Series 65, SIE and Series 7 licenses.

Firm Information

Debra Hernesh is currently registered with Principal Securities, Inc.. Principal Securities, Inc. is a corporation founded in May 1968 with its main office in Des Moines, Iowa. The firm offers financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals. They have a wrap fee program and serve various client types, including individuals, corporations, charitable organizations, and pension plans. Principal Securities, Inc. has been registered with the SEC and in all 50 states plus Puerto Rico.
Principal Securities, Inc.

711 HIGH STREET

DES MOINES, IA 50392

$12.11B

Assets Under Management

1,153

Total Clients

2,140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Seminar fees, solicitors fees, subscription consulting fees

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Debra Hernesh’s Registration & Firm History

IA

10/18/2023 - Present

Principal Securities, Inc. (DES MOINES IA)

NE

02/09/2022 - 11/21/2022

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

CT

11/17/2011 - 10/01/2020

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

NJ

11/17/2011 - 10/01/2020

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

07/09/2009 - 10/01/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

NY

11/21/2005 - 06/25/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

04/29/2004 - 10/17/2005

CALYON SECURITIES (USA) INC (NEW YORK NY)

NY

01/22/2004 - 04/29/2004

CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)

NY

05/30/2003 - 01/23/2004

JULIUS BAER SECURITIES INC. (NEW YORK NY)

NY

02/27/1996 - 02/24/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/27/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/01/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Debra Jill Hernesh.
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