Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Debra? Claim Your ProfileDebra Jean Serino is a registered representative and investment advisor representative with Oppenheimer & Co. Inc. Debra has been in the securities industry since 1990. Debra is licensed in 52 states. Debra has passed Series 6, 7, 52, 63 and SIE exams. Debra was previously employed with George K. Baum & Company and Salomon Brothers Inc. Debra specializes in Fixed income, Mutual funds, Variable annuities, Life insurance, Retirement planning, College savings, and Estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
01/31/2020 - Present
Oppenheimer & Co. Inc. (BOSTON MA)
MA
05/31/1994 - 09/30/2019
GEORGE K. BAUM & COMPANY (WOBURN MA)
MO
06/21/1990 - 05/31/1994
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
NA
09/24/1987 - 12/09/1987
SALOMON BROTHERS INC.
NA
12/16/1983 - 02/09/1984
FIRST INVESTORS CORPORATION
BC
Issued 09/28/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 12/15/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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