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Debra Jean Pottebaum

Fidelity Brokerage Services LLC

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About Debra Jean Pottebaum

Debra Jean Pottebaum has been in the financial industry since 2009. Debra currently works for Fidelity Brokerage Services LLC and is registered with FINRA. Debra is also registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Debra has passed the Series 66, Series 7, and SIE exams. Debra was previously employed by Manning & Napier Investor Services, Inc. and Commonwealth Financial Network.

Firm Information

Debra Pottebaum is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Debra Pottebaum’s Registration & Firm History

KY

04/27/2023 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

OH

03/19/2012 - 03/09/2023

MANNING & NAPIER INVESTOR SERVICES, INC. (DUBLIN OH)

OH

10/22/2009 - 11/11/2010

COMMONWEALTH FINANCIAL NETWORK (COLUMBUS OH)

OH

02/20/2006 - 11/01/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBUS OH)

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Licenses & Designations

BOTH

Issued 04/19/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Debra Jean Pottebaum.
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