Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Debra? Claim Your ProfileDebra Gallegos-caldwell is a financial advisor at Cetera Investment Advisers LLC. Debra is a licensed investment advisor representative, registered to offer investment advice in Arizona, California, and Texas. Debra has been in the financial services industry since 1992. Before joining Cetera Investment Advisers LLC, Debra was affiliated with Cetera Advisor Networks LLC and Caldwell Financial. Debra's experience includes working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Debra offers a range of financial services, including financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (MESA AZ)
AZ
12/09/2005 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (MESA AZ)
OH
02/15/2005 - 12/16/2005
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
IL
10/08/1999 - 02/15/2005
PMG SECURITIES CORPORATION (ELGIN IL)
AZ
03/27/1997 - 09/23/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MO
08/04/1992 - 01/29/1997
FFP SECURITIES, INC. (CHESTERFIELD MO)
BOTH
Issued 12/01/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1994
Series 7 - General Securities Representative Examination
BC
Issued 11/12/1993
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/14/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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