Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Debra? Claim Your ProfileDebra Baker is a financial advisor with Morgan Stanley. Debra has been in the financial services industry since 1987. Debra is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Debra is also registered as an investment advisor in Illinois and Texas. Debra has a Series 7, Series 3, and SIE licenses. Debra has experience with a variety of financial services, including portfolio management for individuals, businesses, and investment companies. Debra also offers financial planning and asset allocation advice to clients. Debra has been with Morgan Stanley since 2009. Prior to that, Debra worked at Citigroup Global Markets Inc. Debra is also a registered representative of Morgan Stanley Smith Barney and Morgan Stanley Private Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
09/23/2016 - Present
Morgan Stanley (Orland Park IL)
IL
06/01/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ORLAND PARK IL)
MO
07/01/2003 - 05/31/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/27/1987 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1989
Series 3 - National Commodity Futures Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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