Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Debra? Claim Your ProfileDebra Brooks is a financial advisor with over 25 years of experience in the industry. Debra holds Series 7, 9, 10, 24, 63, and 65 licenses and is a registered representative of Avantax Advisory Services. Debra specializes in providing financial planning, portfolio management, and pension consulting services to individuals, families, and businesses. Debra is committed to helping clients achieve their financial goals through a personalized approach to financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
12/17/2020 - Present
Avantax Advisory Services (Dallas TX)
TX
01/03/2011 - 01/27/2020
WELLS FARGO CLEARING SERVICES, LLC (DALLAS TX)
TX
11/18/2003 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (FORT WORTH TX)
TX
02/19/1999 - 11/19/2003
STANFORD GROUP COMPANY (HOUSTON TX)
CA
11/10/1993 - 03/03/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
IA
Issued 08/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/15/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/30/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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