Unclaimed
Debra Fields has been in the financial services industry since July 30, 1984. Debra is currently registered with Raymond James Financial Services, Inc. in Alabama. Debra is a registered representative with the firm and is licensed to provide investment advice and securities transactions. Debra holds the Series 7, 8, 63 and SIE licenses. Debra has a strong background in the financial services industry and has worked with a variety of clients over the years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AL
01/18/2008 - Present
Raymond James Financial Services, Inc. (BIRMINGHAM AL)
AL
07/01/2003 - 01/22/2008
WACHOVIA SECURITIES, LLC (BIRMINGHAM AL)
NY
06/15/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/14/2000 - 11/14/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
06/28/1994 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
10/31/1991 - 06/21/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
02/25/1986 - 04/16/1992
J.C. BRADFORD & CO. (NEW YORK NY)
NA
09/22/1983 - 04/23/1985
BERNEY PERRY & COMPANY, INC.
BC
Issued 05/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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