Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Debra? Claim Your ProfileDebra Ann Grill is a financial advisor with over 20 years of experience in the industry. Debra is currently registered with Robert W. Baird & Co. Inc. Debra was previously employed with WELLS FARGO CLEARING SERVICES, LLC, A. G. EDWARDS & SONS, INC., FIRST UNION SECURITIES, INC., PRUDENTIAL SECURITIES INCORPORATED, and CHATFIELD DEAN & CO., INC.. Debra Ann Grill holds a Series 65, Series 63, Series 10, Series 9, SIE, Series 31, and Series 7 licenses and is registered in 37 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CO
08/28/2018 - Present
Robert W. Baird & Co. Inc. (Boulder CO)
CO
01/01/2008 - 09/04/2018
WELLS FARGO CLEARING SERVICES, LLC (LONGMONT CO)
CO
05/26/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ESTES PARK CO)
MO
09/14/1998 - 06/05/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
08/29/1996 - 09/18/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CO
04/26/1996 - 09/05/1996
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 10/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/27/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 04/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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