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Debra Ann Griewahn

Northern Trust Securities, Inc.

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About Debra Ann Griewahn

Debra Griewahn is a financial advisor registered with Northern Trust Securities, Inc. and has been in the industry since March 14, 1993. Debra is currently registered in Illinois as an Investment Advisor Representative and is also registered as a Broker in all 50 states, as well as Puerto Rico. Debra has a wide range of experience in the industry, having worked for a number of firms, including Melvin Securities, LLC, Salomon Smith Barney Inc., Salomon Brothers Inc., and Advest, Inc. Debra holds several licenses, including Series 4, 7, 8, 14, 24, 27, 53, 55, 57TO, 63, 66, 87, 99TO, and the SIE.

Firm Information

Debra Griewahn is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Debra Griewahn’s Registration & Firm History

IL

01/11/2024 - Present

Northern Trust Securities, Inc. (CHICAGO IL)

IL

12/17/1999 - 08/10/2004

MELVIN SECURITIES, L.L.C. (CHICAGO IL)

NY

11/28/1997 - 12/31/1998

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

04/09/1994 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

CT

06/11/1992 - 11/24/1992

ADVEST, INC. (HARTFORD CT)

NA

08/26/1987 - 07/29/1988

PRINTON, KANE GOVERNMENT SECURITIES, L.P.

NA

12/26/1986 - 03/07/1988

PRINTON KANE & CO., L.P.

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Licenses & Designations

BOTH

Issued 03/30/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/27/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 01/23/2002

Series 4 - Registered Options Principal Examination

BC

Issued 02/21/2001

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/01/2000

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/18/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/15/1992

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2016

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/01/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/08/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Debra Ann Griewahn.
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