Unclaimed
Debra Griewahn is a financial advisor registered with Northern Trust Securities, Inc. and has been in the industry since March 14, 1993. Debra is currently registered in Illinois as an Investment Advisor Representative and is also registered as a Broker in all 50 states, as well as Puerto Rico. Debra has a wide range of experience in the industry, having worked for a number of firms, including Melvin Securities, LLC, Salomon Smith Barney Inc., Salomon Brothers Inc., and Advest, Inc. Debra holds several licenses, including Series 4, 7, 8, 14, 24, 27, 53, 55, 57TO, 63, 66, 87, 99TO, and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/11/2024 - Present
Northern Trust Securities, Inc. (CHICAGO IL)
IL
12/17/1999 - 08/10/2004
MELVIN SECURITIES, L.L.C. (CHICAGO IL)
NY
11/28/1997 - 12/31/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/09/1994 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
CT
06/11/1992 - 11/24/1992
ADVEST, INC. (HARTFORD CT)
NA
08/26/1987 - 07/29/1988
PRINTON, KANE GOVERNMENT SECURITIES, L.P.
NA
12/26/1986 - 03/07/1988
PRINTON KANE & CO., L.P.
BOTH
Issued 03/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/23/2002
Series 4 - Registered Options Principal Examination
BC
Issued 02/21/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/01/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/15/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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