Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Debra? Claim Your ProfileDebra Ann Gates is a financial professional with over 20 years of experience in the industry. Debra has held positions at a number of firms, including Transamerica Financial Advisors, Inc, Transamerica Investors Securities Corporation, and NEBS Financial Services, Inc. Debra is currently registered with Capfinancial Securities, LLC. Debra is a Series 6 and Series 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/07/2017 - Present
Capfinancial Securities, LLC (RALEIGH NC)
CA
06/01/2016 - 07/10/2017
TRANSAMERICA FINANCIAL ADVISORS, INC (NORCO CA)
NY
01/09/2004 - 08/18/2015
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
OH
02/10/2003 - 12/11/2003
NEBS FINANCIAL SERVICES, INC. (CLEVELAND OH)
NY
01/10/2002 - 04/15/2003
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
MA
11/02/2001 - 02/04/2002
THE KELLEY GROUP, INC. (NORFOLK MA)
MA
04/17/2001 - 06/24/2001
THE KELLEY GROUP, INC. (NORFOLK MA)
CA
06/01/1999 - 05/05/2000
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
BC
Issued 07/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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