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Debra Ann Caristi

Morgan Stanley & Co. LLC

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About Debra Ann Caristi

Debra Ann Caristi is a registered representative with Morgan Stanley & Co. LLC. Debra has been in the securities industry since May 15, 2022. Debra holds the Series 99TO and SIE licenses.

Firm Information

Debra Caristi is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Debra Caristi’s Registration & Firm History

NY

05/16/2022 - Present

Morgan Stanley & Co. LLC (New York NY)

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Licenses & Designations

BC

Issued 05/16/2022

Series 99TO - Operations Professional Examination

BC

Issued 04/25/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Debra Ann Caristi.
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