Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Debra? Claim Your ProfileDebra Ann Brown is a financial advisor with The Leaders Group, Inc., located in Littleton, Colorado. Debra has been in the industry since April 4, 2000 and has a Series 6, Series 63 and SIE license. Debra was previously registered with LPL Financial LLC and Northwestern Mutual Investment Services, LLC, both in Modesto, California. Debra holds a current registration in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/21/2021 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CA
12/12/2006 - 10/28/2021
LPL FINANCIAL LLC (MODESTO CA)
CA
04/05/2000 - 12/14/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MODESTO CA)
BC
Issued 12/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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