Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Debra? Claim Your ProfileDebra Smith is a financial professional affiliated with Northwestern Mutual Investment Services, LLC. Debra Smith's current registration status is active with the state of Wisconsin. Debra Smith is a financial professional with over 16 years of experience in the financial services industry. Debra Smith has registrations in 10 states and has passed 4 professional exams including Series 6, Series 7, Series 63 and SIE. Debra Smith has earned the Chartered Financial Consultant designation. Debra Smith's experience includes working with insurance companies, banking or thrift institutions, and other types of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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WI
11/15/2012 - Present
Northwestern Mutual Investment Services, LLC (BEAVER DAM WI)
BC
Issued 12/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/20/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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