Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Debra? Claim Your ProfileDebra Galloway is a financial advisor at Wells Fargo Clearing Services, LLC. Debra has over 20 years of experience in the financial services industry, and has held positions at several prominent firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, and Raymond James & Associates, Inc. Debra holds a Series 66, Series 10, Series 9, Series 24, Series 99TO, Series 3 and Series 7 licenses. She is registered with the states of California, Florida, Georgia, and New York. Debra's primary focus is providing investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/16/2022 - Present
Wells Fargo Clearing Services, LLC (TAMPA FL)
FL
01/20/2021 - 06/06/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TAMPA FL)
FL
10/12/2015 - 01/11/2021
WELLS FARGO CLEARING SERVICES, LLC (TAMPA FL)
FL
06/08/2010 - 10/14/2015
MORGAN STANLEY (BRADENTON FL)
FL
06/12/2006 - 03/31/2010
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
06/23/2005 - 06/05/2006
INTERSECURITIES, INC. (ST. PETERSBURG FL)
FL
11/27/2001 - 04/22/2005
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 10/28/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/27/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/15/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2011
Series 3 - National Commodity Futures Examination
BC
Issued 11/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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